"Only Focused On Group Retirement Plans Including Fiduciary Oversight"

Participant education is the key to supporting retirement planning for your employees.  That being said - their education is too important to trust to an anonymous junior associate from a service provider.  401k Plan Professionals will personally deliver a custom designed education program - we know how to 'connect' and make a difference.

As independent advisors, we focus solely on serving our clients and acting in their best interests. We manage fiduciary liability by having comprehensive processes in place to independently monitor the investments, and help document reasonableness on fees with the goal of improving plan outcomes. We stand by our clients acting as a co-fiduciary so it is our job to ensure the fiduciaries are always looking out for the best interest of the participants.

Our team has a passion for this industry and shows this by the work we do. We are proactive with our clients always anticipating their needs to help provide the desired outcomes. Some advisors say our “client” but we say our “boss”. We work for our clients helping them design an optimal plan for their employees.

Comprehensive Services and Strategies

We present a wide range of tools to help you deliver the highest quality retirement programs, helping your employees effectively pursue their vision for retirement.

Plan Level Services

We help our plan sponsor clients manage risk, cost and time spent on their retirement plan. We accomplish this through a customized menu of consultation services that support your unique needs:

  • Investment fiduciary oversight
  • Investment due diligence
  • Plan design optimization
  • DOL approved fee benchmarking
  • Assistance with investment policy statement design and monitoring
  • Vendor negotiations and problem resolution
  • Meeting minutes and documentation
  • Retirement readiness analysis
  • RFP vendor search

Participant Level Services

Your employees benefit from individualized investment concepts education designed to empower them to take a more active role in their financial future:

  • Custom presentations
  • Group meetings
  • Individual meetings
  • Examples and calculators
  • Retirement needs analysis
  • Savings-level advice
  • Direct phone communication